Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (26 Jun 2014 to 8 Dec 2019)
  • Fish Administration Limited (no longer approved here)

    FRN 310172

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 22 May 2021)
    • CF1 Director (AR) (28 Nov 2017 to 8 Dec 2019)
  • First Senior Insurance Services Limited (no longer approved here)

    FRN 308478

    • CF1 Director (AR) (11 Mar 2014 to 9 Nov 2017)
  • MARK BATES LIMITED (no longer approved here)

    FRN 308390

    • CF1 Director (AR) (1 May 2013 to 24 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

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