MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Anthony Richard Knights
IRN ARK01081
- CF4 Partner (AR) (17 Jun 2013 to 12 Dec 2024)
Anthony Richard Williams
IRN ARW01229
- CF1 Director (AR) (5 Jun 2014 to 8 Dec 2019)
Arnold John Smith
IRN AJS01504
- Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
- CF1 Director (AR) (26 Jan 2005 to 9 May 2011)
Arthur Thomas Bartram
IRN ATB01043
- CF1 Director (AR) (7 Apr 2015 to 17 Jul 2018)
- Responsible for Insurance Mediation (28 Jan 2005 to 28 Jan 2005)
Arthur Wang
IRN AXW02021
- CF1 Director (AR) (20 May 2014 to 14 May 2015)
Artur Jacek Makowski
IRN AJM01579
- CF1 Director (AR) (29 Mar 2007 to 17 Jan 2023)
Asghar Ali
IRN AXA02047
- CF1 Director (AR) (1 Sep 2010 to 4 Apr 2013)
Ashleigh Jane Nee
IRN AJN01110
- CF1 Director (AR) (2 May 2014 to 23 Jun 2016)
Balber Chahal
IRN BXC01441
- CF1 Director (AR) (21 Jul 2010 to 21 Jan 2025)
Barbara Georgina Hunter
IRN BXH01263
- CF2 Non Executive Director (AR) (1 Jul 2005 to 16 Jun 2006)
- CF3 Chief Executive (AR) (17 Jan 2005 to 16 Jun 2006)
- Responsible for Insurance Mediation (17 Jan 2005 to 17 Jan 2005)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.