Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (30 Aug 2022 to 16 Jan 2024)
  • Celtic Financial Planning Ltd (no longer approved here)

    FRN 809204

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2022)
  • MARK BATES LIMITED (no longer approved here)

    FRN 308390

    • CF2 Non Executive Director (AR) (1 Jul 2005 to 16 Jun 2006)
    • CF3 Chief Executive (AR) (17 Jan 2005 to 16 Jun 2006)
    • Responsible for Insurance Mediation (17 Jan 2005 to 17 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.