MARK BATES LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Premier HouseLondonthorpe RoadGranthamLincolnshireNG31 9SNUNITED KINGDOM- Phone
- +4401476591104
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Complaints Contact
Premier HouseLondonthorpe RoadGranthamLincolnshireNG31 9SNUNITED KINGDOM- Phone
- +4401476591104
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Consumer Loans
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Loan Servicing
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Robin Swain
IRN RXS02014
- SMF3 (AR) Executive Director function (9 Dec 2019 to 1 Feb 2022)
- CF1 Director (AR) (8 Nov 2016 to 8 Dec 2019)
- CF4 Partner (AR) (17 Dec 2008 to 4 Nov 2016)
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Robin Thompson
IRN RXT00283
- CF1 Director (AR) (24 May 2022 to 29 Feb 2024)
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Rodney Charles Page
IRN RCP01066
- CF1 Director (AR) (2 Feb 2005 to 23 Sep 2008)
- Responsible for Insurance Mediation (2 Feb 2005 to 2 Feb 2005)
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Roger De Gennaro
IRN RXD01830
- CF1 Director (AR) (23 Feb 2017 to 6 Feb 2024)
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Roger Jennings
IRN RXJ01183
- Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
- CF1 Director (AR) (26 Jan 2005 to 2 May 2014)
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Roger Paul Fox
IRN RPF01055
- CF1 Director (AR) (25 Mar 2014 to 4 Jun 2015)
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Roger Witten
IRN RXW01439
- CF1 Director (AR) (26 Jan 2005 to 15 Nov 2010)
- Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
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Ron Craven
IRN RXC01563
- Responsible for Insurance Mediation (17 Feb 2005 to 17 Feb 2005)
- CF3 Chief Executive (AR) (17 Feb 2005 to 10 Feb 2006)
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Ronald Leslie Sverdloff
IRN RXS00198
- CF1 Director (AR) (15 Dec 2020 to 19 Nov 2021)
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Ronald Ross
IRN RXR01417
- CF1 Director (AR) (29 May 2009 to 2 Jun 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Well Done Solutions Ltd (no longer appointed)
FRN 606931 · Appointed 25 Sep 2018 · Until 25 Feb 2022
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North East Stairlifts Limited (no longer appointed)
FRN 759343 · Appointed 21 Aug 2018 · Until 8 Mar 2023
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Newlyn Healthcare Specialist Equipment Limited (no longer appointed)
FRN 814839 · Appointed 26 Jul 2018 · Until 15 Jan 2025
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Mobility World Southport Ltd (no longer appointed)
FRN 595627 · Appointed 25 Jul 2018 · Until 18 Mar 2019
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Spring chicken Direct Ltd (no longer appointed)
FRN 812430 · Appointed 27 Jun 2018 · Until 8 Nov 2022
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Young At Heart Healthcare Ltd (no longer appointed)
FRN 810686 · Appointed 4 Jun 2018 · Until 26 Aug 2022
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Mobility Superstore Ltd (no longer appointed)
FRN 464498 · Appointed 30 May 2018 · Until 19 Dec 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.