Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 8 Nov 2016)
    • (2)Employed By (17 Dec 2008 to 4 Nov 2016)
  • MARK BATES LIMITED (no longer approved here)

    FRN 308390

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 1 Feb 2022)
    • CF1 Director (AR) (8 Nov 2016 to 8 Dec 2019)
    • CF4 Partner (AR) (17 Dec 2008 to 4 Nov 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.