MARK BATES LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Christopher Charles Butters
IRN CCB01098
- CF1 Director (AR) (17 Jul 2015 to 11 Aug 2017)
Christopher Dunleavy Taylor
IRN CDT01040
- CF1 Director (AR) (since 14 Feb 2005)
- Responsible for Insurance Mediation (14 Feb 2005 to 14 Feb 2005)
Christopher Edwin Ebrey
IRN CXE00003
- CF1 Director (AR) (since 24 Mar 2024)
Christopher Hill
IRN CXH00469
- CF1 Director (AR) (4 Feb 2022 to 10 Mar 2026)
Christopher Michael Bower
IRN CMB01231
- CF1 Director (AR) (18 Jun 2013 to 30 Sep 2013)
Christopher Pearson
IRN CXP01612
- CF1 Director (AR) (since 5 Dec 2021)
- CF1 Director (AR) (19 Jun 2013 to 2 Nov 2016)
Christopher Richard Hayball
IRN CXH01589
- CF1 Director (AR) (8 Feb 2010 to 19 Jan 2012)
Colin Bahia
IRN CXB01940
- CF1 Director (AR) (since 13 Jul 2010)
Colin Croll
IRN CXC01501
- CF1 Director (AR) (14 Jan 2005 to 17 Oct 2016)
Colin J. McIntosh
IRN CJM01220
- CF2 Non Executive Director (14 Jan 2005 to 20 Jul 2005)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.