Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF3 Chief Executive (AR) (20 Jun 2011 to 23 Sep 2013)
- CF10 Compliance Oversight (11 Apr 2011 to 23 Sep 2013)
- CF11 Money Laundering Reporting (15 Jun 2009 to 23 Sep 2013)
- CF3 Chief Executive (15 Jun 2009 to 23 Sep 2013)
- Responsible for Insurance Mediation (15 Jun 2009 to 23 Sep 2013)
- CF1 Director (12 Sep 2005 to 1 Feb 2016)
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- Employed By (1 Jun 2011 to 23 Sep 2013)
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- CF10 Compliance Oversight (30 Apr 2008 to 2 Oct 2013)
- CF11 Money Laundering Reporting (30 Apr 2008 to 18 Dec 2012)
- CF3 Chief Executive (30 Apr 2008 to 12 Nov 2012)
- CF8 Apportionment and Oversight (30 Apr 2008 to 19 Dec 2012)
- Responsible for Insurance Mediation (30 Apr 2008 to 4 Dec 2012)
- CF1 Director (22 Feb 2002 to 2 Oct 2013)
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- CF2 Non Executive Director (14 Jan 2005 to 20 Jul 2005)
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- CF2 Non Executive Director (14 Jan 2005 to 31 Jan 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.