MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Carl Leonard Everitt
IRN CLE01045
- CF1 Director (AR) (4 Jun 2018 to 18 Dec 2019)
Carl Robinson
IRN CXR01327
- CF1 Director (AR) (17 Jan 2005 to 24 Mar 2022)
- Responsible for Insurance Mediation (17 Jan 2005 to 17 Jan 2005)
Carla Bekker
IRN CXB01963
- CF1 Director (AR) (5 Dec 2012 to 18 Mar 2015)
Carol Ann Garner
IRN CAD01113
- CF1 Director (AR) (since 24 Dec 2012)
Carol Ann Riley-Oakes
IRN CAR01156
- CF1 Director (AR) (10 May 2013 to 23 May 2014)
Carol Ann Roylance
IRN CAR01112
- CF1 Director (AR) (11 Apr 2005 to 17 Oct 2005)
Carol Vanessa Elliot
IRN CVE01004
- CF1 Director (AR) (since 24 Jul 2023)
Carole Mary Binks
IRN CMB01196
- CF1 Director (AR) (12 Jun 2009 to 16 Aug 2013)
Caroline Jane Walker
IRN CJW01315
- CF1 Director (AR) (9 Aug 2016 to 22 Mar 2022)
Caroline Patricia Alsemgeest
IRN CPF01047
- CF1 Director (AR) (17 Feb 2017 to 16 Aug 2018)
- CF4 Partner (AR) (21 Feb 2013 to 10 Feb 2017)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.