Caroline Patricia Alsemgeest

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Senior Insurance Services Limited (no longer approved here)
FRN 308478
- CF1 Director (AR) (25 Aug 2018 to 23 Sep 2020)
- CF4 Partner (AR) (10 Sep 2012 to 22 Apr 2013)
First Senior Finance Limited (no longer approved here)
FRN 726510
- CF1 Director (AR) (25 Aug 2018 to 23 Sep 2020)
MARK BATES LIMITED (no longer approved here)
FRN 308390
- CF1 Director (AR) (17 Feb 2017 to 16 Aug 2018)
- CF4 Partner (AR) (21 Feb 2013 to 10 Feb 2017)
C & P Trading (no longer approved here)
FRN 586678
- Employed By (10 Sep 2012 to 10 Feb 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.