MARK BATES LIMITED

• Principal Place of Business

  Premier House

  Londonthorpe Road

  Grantham

  Lincolnshire

  NG31 9SN

  UNITED KINGDOM

  Phone

  +4401476591104

  Web

  https://markbatesltd.com

• Complaints Contact

  Premier House

  Londonthorpe Road

  Grantham

  Lincolnshire

  NG31 9SN

  UNITED KINGDOM

  Phone

  +4401476591104

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Robin Swain

  IRN RXS02014

  • SMF3 (AR) Executive Director function (9 Dec 2019 to 1 Feb 2022)
  • CF1 Director (AR) (8 Nov 2016 to 8 Dec 2019)
  • CF4 Partner (AR) (17 Dec 2008 to 4 Nov 2016)
• Robin Thompson

  IRN RXT00283

  • CF1 Director (AR) (24 May 2022 to 29 Feb 2024)
• Rodney Charles Page

  IRN RCP01066

  • CF1 Director (AR) (2 Feb 2005 to 23 Sep 2008)
  • Responsible for Insurance Mediation (2 Feb 2005 to 2 Feb 2005)
• Roger De Gennaro

  IRN RXD01830

  • CF1 Director (AR) (23 Feb 2017 to 6 Feb 2024)
• Roger Jennings

  IRN RXJ01183

  • Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
  • CF1 Director (AR) (26 Jan 2005 to 2 May 2014)
• Roger Paul Fox

  IRN RPF01055

  • CF1 Director (AR) (25 Mar 2014 to 4 Jun 2015)
• Roger Witten

  IRN RXW01439

  • CF1 Director (AR) (26 Jan 2005 to 15 Nov 2010)
  • Responsible for Insurance Mediation (26 Jan 2005 to 26 Jan 2005)
• Ron Craven

  IRN RXC01563

  • Responsible for Insurance Mediation (17 Feb 2005 to 17 Feb 2005)
  • CF3 Chief Executive (AR) (17 Feb 2005 to 10 Feb 2006)
• Ronald Leslie Sverdloff

  IRN RXS00198

  • CF1 Director (AR) (15 Dec 2020 to 19 Nov 2021)
• Ronald Ross

  IRN RXR01417

  • CF1 Director (AR) (29 May 2009 to 2 Jun 2015)

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