MARK BATES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Nuran Colak
IRN NXC00357
- CF1 Director (AR) (24 Jul 2023 to 2 May 2024)
Panishkumar Chandulal Morjaria
IRN PCM01131
- CF1 Director (AR) (since 30 Jun 2017)
Patricia Elizabeth Budgen
IRN PEJ01028
- CF1 Director (AR) (since 21 Jul 2008)
Patrick Hywel
IRN PXH01909
- CF1 Director (AR) (12 Jan 2015 to 1 Mar 2016)
Paul Anthony Cast
IRN PAC01333
- CF1 Director (AR) (14 Mar 2013 to 22 Nov 2013)
Paul Anthony Hunt
IRN PAH01263
- CF1 Director (AR) (5 Feb 2009 to 12 Oct 2016)
Paul Anthony Jones
IRN PAJ01112
- CF1 Director (AR) (10 Mar 2009 to 13 Feb 2025)
Paul Barry Felton
IRN PBF01020
- CF1 Director (AR) (26 Oct 2016 to 6 Dec 2021)
Paul Barry Johnson
IRN PBJ01019
- CF1 Director (AR) (since 9 Dec 2019)
- CF1 Director (AR) (13 Oct 2014 to 8 Dec 2019)
Paul Cushen
IRN PXC02369
- CF3 Chief Executive (AR) (since 20 May 2021)
- CF1 Director (AR) (since 23 Jun 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.