Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MARK BATES LIMITED
FRN 308390
- CF3 Chief Executive (AR) (since 20 May 2021)
- CF1 Director (AR) (since 23 Jun 2016)
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Midshires Ltd
FRN 743330
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF8 Apportionment and Oversight (9 Sep 2016 to 8 Dec 2019)
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Midshires Ltd
FRN 411868
- (1)Employed By (since 23 Jun 2016)
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- Employed By (20 May 2021 to 24 Jan 2025)
Recent activity
Updates to this individual's record on the FCA register.
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