Marex Spectron International Limited

Date authorised
1 April 2013
Companies House
03938219
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Marex
    155 Bishopsgate
    London
    City Of London
    EC2M 3TQ
    UNITED KINGDOM
    Phone
    +4402076556000
    Web
    https://www.marex.com

  • Complaints Contact

    Marex
    155 Bishopsgate
    London
    City Of London
    EC2M 3TQ
    UNITED KINGDOM
    Phone
    +4402076556000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Specialist Trading Venue

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Emissions Allowance

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dean Dalton

    IRN DSD01028

    • CF30 Customer (17 Oct 2013 to 4 Jul 2014)
  • Dominic Elliott

    IRN DME01025

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Donard Ferguson

    IRN DXF01499

    • CF30 Customer (18 Feb 2014 to 31 Dec 2017)
  • Duncan James Lyall

    IRN DJL01122

    • CF21 Investment Adviser (7 Jul 2004 to 13 May 2005)
    • CF26 Customer Trading (16 Jun 2003 to 13 May 2005)
  • Duncan Peter Dale

    IRN DPD01033

    • CF21 Investment Adviser (17 Jun 2004 to 26 Jan 2007)
  • Dylan Mills

    IRN DXM00624

    • [FCA CF] Client dealing (19 Nov 2021 to 27 Jan 2023)
  • Edward Andrew Paget-Brown

    IRN EAP01013

    • CF11 Money Laundering Reporting (27 Jul 2011 to 1 Aug 2017)
    • CF10 Compliance Oversight (27 Jul 2011 to 3 Sep 2019)
  • Edward Gray

    IRN EXG01410

    • CF30 Customer (1 Aug 2016 to 19 Jan 2018)
  • Edward Jack Miles

    IRN EJM01143

    • CF30 Customer (7 Nov 2018 to 29 Apr 2019)
  • Edward Michael William Pringle-Stacey

    IRN EXP01077

    • CF21 Investment Adviser (22 Nov 2002 to 17 Sep 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • CIF Trading Ltd (no longer appointed)

    FRN 455119 · Appointed 25 Jul 2006 · Until 20 Oct 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.