Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • CF10 Compliance Oversight (27 Jul 2011 to 3 Sep 2019)
    • CF11 Money Laundering Reporting (27 Jul 2011 to 1 Aug 2017)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF10 Compliance Oversight (1 Jul 2010 to 3 Sep 2019)
    • CF11 Money Laundering Reporting (1 Jul 2010 to 1 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.