Date authorised
1 April 2013
Companies House
OC332989
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Marble Bar Asset Management
    55 Baker Street
    London
    Westminster
    W1U 8EW
    UNITED KINGDOM
    Phone
    +4402030238100
  • Complaints Contact

    Marble Bar Asset Management
    55 Baker Street
    London
    Westminster
    W1U 8EW
    UNITED KINGDOM
    Phone
    +4402030238100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Davina Louise Keynes Guinness

    IRN DXG08639

    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Jul 2022 to 1 Nov 2024)
    • SMF16 Compliance Oversight (5 Jul 2022 to 1 Nov 2024)
  • Derek Neil Beddoe

    IRN DNB01057

    • CF4 Partner (15 Sep 2011 to 28 Feb 2013)
  • Dimitri Kern

    IRN DXK01318

    • [FCA CF] Manager of certification employee (since 23 Nov 2022)
    • [FCA CF] Client dealing (since 1 Jun 2022)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF4 Partner (AR) (since 12 Jun 2019)
    • CF30 Customer (since 27 Dec 2007)
    • CF4 Partner (10 Oct 2013 to 31 May 2019)
  • Dirk Heim

    IRN DXH01430

    • CF30 Customer (2 Nov 2009 to 30 Jun 2010)
  • ELINA KOVALEVA

    IRN EXK01223

    • [FCA CF] Material risk taker (1 Jan 2021 to 25 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (4 Dec 2018 to 8 Dec 2019)
  • Edmond Mackey

    IRN EXM01603

    • CF30 Customer (15 May 2012 to 30 Sep 2014)
  • Edward Jonathan Diner

    IRN EJD01040

    • CF30 Customer (27 Dec 2007 to 30 Jun 2010)
  • Edward Novis

    IRN EGN01004

    • CF30 Customer (27 Dec 2007 to 31 Mar 2010)
  • Eleanor Jamieson

    IRN EXJ00115

    • [FCA CF] Client dealing (3 Apr 2024 to 30 May 2025)
  • Eloise Catherine Brigitte Veillet

    IRN EXV01017

    • CF30 Customer (20 May 2013 to 31 Aug 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.