Edward Novis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE

    FRN 755066

    • [FCA CF] Material risk taker (since 21 Sep 2022)
    • [FCA CF] Client dealing (22 Jan 2022 to 20 Apr 2023)
    • [FCA CF] Functions requiring qualifications (22 Jan 2022 to 20 Apr 2023)
    • [FCA CF] Manager of certification employee (22 Jan 2022 to 11 Jan 2023)
  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • CF30 Customer (21 Jul 2010 to 31 Jan 2013)
  • Marble Bar Asset Management LLP (no longer approved here)

    FRN 475857

    • CF30 Customer (27 Dec 2007 to 31 Mar 2010)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (12 Jul 2002 to 21 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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