Marble Bar Asset Management LLP

• Principal Place of Business

  Marble Bar Asset Management

  55 Baker Street

  London

  Westminster

  W1U 8EW

  UNITED KINGDOM

  Phone

  +4402030238100

  Web

  https://www.marblebar.com

• Complaints Contact

  Marble Bar Asset Management

  55 Baker Street

  London

  Westminster

  W1U 8EW

  UNITED KINGDOM

  Phone

  +4402030238100

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Natasha Ann Lucas

  IRN NAL01052

  • [FCA CF] Client dealing (11 Oct 2023 to 31 Jul 2024)
  • SMF27 Partner (10 Aug 2023 to 31 Jul 2024)
  • [FCA CF] Manager of certification employee (24 May 2023 to 31 Jul 2024)
• Nicholas Robert Leyhane

  IRN NRL01024

  • CF29 Significant management (18 Mar 2010 to 6 Sep 2010)
  • CF30 Customer (18 Mar 2010 to 31 Dec 2010)
  • CF4 Partner (18 Mar 2010 to 31 Dec 2010)
• Nicola Anne Edwards

  IRN NAE01019

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Jul 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 5 Jul 2022)
  • CF10 Compliance Oversight (27 Dec 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Dec 2007 to 8 Dec 2019)
• Nicolas Jean Constantin Gourdain

  IRN NJG01135

  • [FCA CF] Manager of certification employee (since 23 Nov 2022)
  • [FCA CF] Client dealing (since 1 Jun 2022)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF4 Partner (AR) (2 Dec 2017 to 14 Jan 2026)
  • CF30 Customer (2 Dec 2017 to 14 Jan 2026)
• Nikitkumar Patel

  IRN NXP01870

  • [FCA CF] Client dealing (20 Nov 2023 to 16 Jan 2025)
• Nitin Shah

  IRN NXS01714

  • [FCA CF] Client dealing (31 Jul 2023 to 13 Dec 2024)
• Olgu Alduran

  IRN OXA01188

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2022)
• Oliver James Nokes

  IRN OXN00014

  • [FCA CF] Material risk taker (since 20 Feb 2024)
  • [FCA CF] Client dealing (since 1 Dec 2021)
• Oliver John Day

  IRN OJD01006

  • CF30 Customer (27 Dec 2007 to 3 Oct 2008)
• Oliver Thomas Clifford

  IRN OXC21654

  • [FCA CF] Material risk taker (11 Jul 2022 to 19 Jan 2023)
  • [FCA CF] Client dealing (11 Jul 2022 to 19 Jan 2023)
  • [FCA CF] Algorithmic trading (31 Jan 2022 to 11 Jul 2022)
  • CF30 Customer (10 Oct 2019 to 8 Dec 2019)

• Velox Capital Partners LLP

  FRN 843538 · Appointed 6 Jun 2019

• Sealight Capital LLP (no longer appointed)

  FRN 829832 · Appointed 3 Jan 2019 · Until 22 Mar 2021

• Navat Capital Management LLC (no longer appointed)

  FRN 822285 · Appointed 4 Oct 2018 · Until 30 Nov 2023

• Lexcor Capital LLP (no longer appointed)

  FRN 795278 · Appointed 29 Nov 2017 · Until 1 Jan 2026

• Elephant Asset Management (London) LLP (no longer appointed)

  FRN 760374 · Appointed 6 Oct 2016 · Until 5 Jan 2026

No changes recorded yet.