Date authorised
27 March 2015
Companies House
07886430
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1B
    1-10 Summers Street
    London
    EC1R 5BD
    UNITED KINGDOM
    Phone
    +4403453404090
  • Complaints Contact

    Unit 1B
    1-10 Summers Street
    London
    EC1R 5BD
    UNITED KINGDOM
    Phone
    +4403453404090

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kate McCutchen

    IRN KXM00468

    • [FCA CF] Significant management (3 Sep 2024 to 23 Jan 2025)
  • Katie Laurie

    IRN KXL00351

    • [FCA CF] Significant management (24 Apr 2025 to 1 Oct 2025)
  • Kerwin Anthony Bhima

    IRN KXB00208

    • [FCA CF] Significant management (4 May 2020 to 1 Jun 2023)
  • Kieran Holdcroft

    IRN KXH00498

    • [FCA CF] Significant management (since 25 Nov 2024)
  • Lidia Oshlyansky

    IRN LXO00078

    • [FCA CF] Significant management (1 Apr 2022 to 10 Aug 2023)
  • Lisa Louise Beeching

    IRN LXB00257

    • [FCA CF] Significant management (since 17 Dec 2024)
  • Luisa Carlotta Barile

    IRN LCB01077

    • Responsible for Insurance Distribution (since 11 Jan 2024)
    • SMF1 Chief Executive (since 11 Jan 2024)
    • SMF3 Executive Director (since 9 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (12 May 2020 to 18 Oct 2022)
  • Madeline Hatch

    IRN MXH00421

    • [FCA CF] Significant management (25 Jan 2021 to 24 May 2023)
  • Malcolm Gilbert Ferguson

    IRN MGF01049

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 5 Mar 2020)
    • CF2 Non Executive Director (30 Dec 2016 to 8 Dec 2019)
  • Martin Richard Totty

    IRN MRT01084

    • SMF9 Chair of the Governing Body (since 7 Feb 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.