Date authorised
27 March 2015
Companies House
07886430
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1B
    1-10 Summers Street
    London
    EC1R 5BD
    UNITED KINGDOM
    Phone
    +4403453404090
  • Complaints Contact

    Unit 1B
    1-10 Summers Street
    London
    EC1R 5BD
    UNITED KINGDOM
    Phone
    +4403453404090

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Melanie Oakley

    IRN MXO00296

    • [FCA CF] Significant management (31 Oct 2024 to 3 Jan 2025)
  • Natasha Emma Crawley

    IRN NXC00209

    • SMF16 Compliance Oversight (since 3 Apr 2023)
  • Nicholas Andrew Snell

    IRN NXS00226

    • [FCA CF] Significant management (9 Dec 2019 to 11 Apr 2022)
  • Nicola Setchell

    IRN NXS00514

    • [FCA CF] Significant management (since 13 Aug 2024)
  • Oke Amogu Oke Eleazu

    IRN OAE01003

    • SMF3 Executive Director (26 Jul 2023 to 6 Dec 2023)
    • SMF1 Chief Executive (23 Jun 2022 to 26 Jul 2023)
    • Responsible for Insurance Distribution (23 Jun 2022 to 26 Jul 2023)
    • SMF16 Compliance Oversight (8 Apr 2020 to 23 Jun 2022)
  • Paul Morgenthaler

    IRN PXM02895

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 5 Mar 2020)
    • CF2 Non Executive Director (8 Aug 2018 to 8 Dec 2019)
  • Pierre Johannes Du Toit

    IRN PXD65786

    • [FCA CF] Significant management (since 1 Apr 2024)
  • Richard Marshall

    IRN RXM00642

    • [FCA CF] Significant management (1 Apr 2022 to 21 Dec 2022)
  • Robert Thomson

    IRN RXT01150

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 5 Mar 2020)
    • CF2 Non Executive Director (3 Jan 2017 to 8 Dec 2019)
  • Roger Jonathan Fink

    IRN RXF00108

    • [FCA CF] Significant management (since 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.