Date authorised
27 March 2015
Companies House
07886430
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1B
    1-10 Summers Street
    London
    EC1R 5BD
    UNITED KINGDOM
    Phone
    +4403453404090
  • Complaints Contact

    Unit 1B
    1-10 Summers Street
    London
    EC1R 5BD
    UNITED KINGDOM
    Phone
    +4403453404090

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Schapiro

    IRN DXS02934

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 5 Mar 2020)
    • CF2 Non Executive Director (22 Dec 2017 to 8 Dec 2019)
  • Derek Paul Livingstone

    IRN DXL00168

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jun 2023)
  • Frassat Sarwar

    IRN FXS59767

    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Mar 2021)
  • Gemma Kata Passant

    IRN GXP00138

    • [FCA CF] Significant management (13 Jul 2020 to 8 Mar 2023)
  • Guy Matthew Farley

    IRN GMF01038

    • Director of firm who is not a certification employee or a SMF manager (since 2 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 2 Apr 2025)
    • CF1 Director (27 Mar 2015 to 8 Dec 2019)
  • James Harry Sutcliffe

    IRN JHS01037

    • SMF9 Chair of the Governing Body (20 Jan 2021 to 28 Apr 2021)
    • SMF3 Executive Director (5 Mar 2020 to 20 Jan 2021)
  • James Hillon

    IRN JXH02462

    • [FCA CF] Significant management (16 Nov 2022 to 17 Nov 2023)
  • Jose Fiorentino

    IRN JXF59768

    • [FCA CF] Material risk taker (1 Feb 2020 to 4 Mar 2021)
  • Julia Claire Ingall

    IRN JXI00021

    • [FCA CF] Significant management (1 Feb 2021 to 2 Sep 2024)
  • Justin Graham Clarke

    IRN JXC02875

    • [FCA CF] Significant management (since 6 Nov 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.