MAKOR SECURITIES LONDON LTD

Date authorised
2 January 2015
Companies House
09046174
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th floor
    30 Panton Street
    London
    SW1Y 4AJ
    UNITED KINGDOM
    Phone
    +4402079930795
    Web
    http://www.makor-capital.com

  • Complaints Contact

    6th floor
    30 Panton Street
    London
    SW1Y 4AJ
    UNITED KINGDOM
    Phone
    +4402079930795

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Specialist Trading Venue

    For Eligible Counterparty, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Basger

    IRN MXB01363

    • [FCA CF] Client dealing (16 May 2024 to 17 May 2024)
  • Michael Elie Halimi

    IRN MXH01374

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2024)
    • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
  • Michael Paul Frydman

    IRN MPF01019

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2022)
    • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
  • Mike Luc Marie Mathias Reuter

    IRN MLR01038

    • [FCA CF] Client dealing (since 14 Oct 2024)
  • Mouna Bejelloun

    IRN MXB00606

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
  • NATHANAEL CHOUCHANE JASON COHEN

    IRN NXC00195

    • CF30 Customer (14 Jun 2021 to 1 Feb 2022)
  • Natalia North

    IRN NXN01159

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2015 to 8 Dec 2019)
  • Natasha Keng Ying Wong

    IRN NKW00015

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
    • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
  • Nicholas Aubrey Downes

    IRN NAD01061

    • [FCA CF] Client dealing (24 Feb 2020 to 8 Oct 2021)
  • Nicholas Mark Finegold

    IRN NMF01011

    • CF30 Customer (2 Jan 2015 to 31 Dec 2019)
    • CF1 Director (AR) (2 Jan 2015 to 31 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.