Macquarie Capital (Europe) Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030372000

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030374447

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joshua Bothager

  IRN JXB03606

  • CF30 Customer (27 Jul 2017 to 10 May 2018)
• Joshua Edward Phillips

  IRN JEP01173

  • CF30 Customer (2 Sep 2014 to 5 Dec 2016)
• Joshua Khoi Viet Nguyen

  IRN JKN01009

  • CF30 Customer (8 Feb 2010 to 21 Apr 2010)
• Joshua Tim Hochman

  IRN JXH17843

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2021)
  • CF30 Customer (27 Jul 2019 to 8 Dec 2019)
• Juan Bosco Lopez-Madrid Lillar-Mir

  IRN JXL79957

  • [FCA CF] Client dealing (5 Nov 2021 to 17 Feb 2023)
• Juan Miguel Custodio Rueda

  IRN JMC01374

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2021)
  • CF30 Customer (10 Jul 2012 to 8 Dec 2019)
• Judith Anne Mills

  IRN JAM01185

  • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2004)
• Jules Sancho Cooper

  IRN JSC01126

  • CF30 Customer (1 Nov 2007 to 17 Nov 2008)
  • CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)
• Julia Catherine Thomas

  IRN JCT01082

  • CF21 Investment Adviser (18 May 2006 to 25 Jul 2007)
• Julian Benjamin Robin Wentzel

  IRN JXW02123

  • CF1 Director (21 Mar 2012 to 30 Oct 2014)
  • CF29 Significant management (21 Dec 2011 to 30 Oct 2014)
  • CF30 Customer (13 Jun 2011 to 31 Dec 2014)

No changes recorded yet.