Macquarie Capital (Europe) Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030372000

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030374447

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dominic David Harding

  IRN DDH01021

  • SMF5 Head of Internal Audit (since 9 Dec 2019)
  • CF28 Systems and controls (9 Dec 2015 to 8 Dec 2019)
• Dominic John Watt

  IRN DJW01256

  • CF30 Customer (1 Dec 2009 to 1 Jun 2011)
• Dominic Nash

  IRN DCN01013

  • CF30 Customer (8 Apr 2013 to 8 Nov 2018)
• Dominique Michelle Aman

  IRN DXA10771

  • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2021)
  • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
• Dominique van Pelt

  IRN DXV00068

  • [FCA CF] Manager of certification employee (12 Dec 2024 to 30 Jun 2025)
  • [FCA CF] Client dealing (19 Apr 2022 to 30 Jun 2025)
• Donald Abbott

  IRN DXA00443

  • [FCA CF] Manager of certification employee (since 29 Apr 2025)
  • [FCA CF] Material risk taker (since 18 Mar 2025)
• Douglas Alistair McNeill

  IRN DAM01105

  • CF30 Customer (22 May 2015 to 15 Nov 2016)
• Douglas Hancock

  IRN DEH01070

  • CF30 Customer (1 Nov 2007 to 22 Aug 2011)
  • CF23 Corporate Finance Adviser (21 Nov 2005 to 31 Oct 2007)
• Drew Hendrickson

  IRN LAH01074

  • CF30 Customer (2 Jul 2009 to 18 Dec 2013)
• Duke Mochoge

  IRN DXM00773

  • [FCA CF] Client dealing (23 Sep 2022 to 4 Sep 2023)

No changes recorded yet.