Macquarie Capital (Europe) Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030372000

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030374447

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aki Katagiri

  IRN AXK01225

  • CF30 Customer (18 Mar 2014 to 20 Oct 2015)
• Akshay Ajaykumar Patel

  IRN AAP01065

  • CF30 Customer (23 Mar 2011 to 7 Oct 2011)
• Akshay Mahesh Bhatt

  IRN AXB23358

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Nov 2020)
  • CF30 Customer (11 Nov 2019 to 8 Dec 2019)
• Alan James David Watson

  IRN AJW01421

  • CF30 Customer (28 Jan 2008 to 3 Dec 2010)
  • CF1 Director (28 Jan 2008 to 3 Dec 2010)
• Alan Johnson

  IRN AXJ01107

  • CF30 Customer (1 Nov 2007 to 27 Nov 2008)
  • CF21 Investment Adviser (22 Nov 2004 to 31 Oct 2007)
• Alan Kong

  IRN AXK01737

  • CF30 Customer (23 Oct 2008 to 30 Jun 2009)
• Alan Selby

  IRN AXS02271

  • CF30 Customer (1 Nov 2007 to 9 Mar 2009)
  • CF23 Corporate Finance Adviser (21 Jul 2006 to 31 Oct 2007)
• Alasdair James Vaughan Gillingham

  IRN AJG01324

  • CF30 Customer (1 Dec 2009 to 19 Jul 2010)
• Albert James Yee

  IRN AJY01017

  • CF30 Customer (21 May 2009 to 11 Aug 2010)
• Albert Yeuk Kuk Tse

  IRN AYT01004

  • CF30 Customer (10 Nov 2008 to 10 Jul 2009)

No changes recorded yet.