Macquarie Capital (Europe) Limited

Date authorised
1 April 2013
Companies House
03704031
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place
    28 Ropemaker Street
    London
    London
    EC2Y 9HD
    UNITED KINGDOM
    Phone
    +442030372000
    Web
    https://www.macquarie.com/uk/en.html

  • Complaints Contact

    Ropemaker Place
    28 Ropemaker Street
    London
    London
    EC2Y 9HD
    UNITED KINGDOM
    Phone
    +442030374447

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments), Debenture, Government and public security

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Commercial, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Volodymyr Moroz

    IRN VXM13099

    • (952)[FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2020)
    • (951)CF30 Customer (27 Mar 2019 to 8 Dec 2019)
  • Wallise Wu

    IRN WXW18936

    • (1821)[FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
    • (1820)CF30 Customer (22 Aug 2019 to 8 Dec 2019)
  • Warrick Richard Booth

    IRN WRB01033

    • (152)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (151)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1580)[FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
    • (1579)CF30 Customer (10 Jun 2016 to 8 Dec 2019)
  • Warwick Alexander Mancini

    IRN WAM01068

    • (278)CF30 Customer (1 Nov 2007 to 9 Mar 2009)
    • (279)CF23 Corporate Finance Adviser (18 Aug 2006 to 31 Oct 2007)
  • Wasi Rizvi

    IRN WAR01033

    • (2025)CF30 Customer (7 Oct 2010 to 3 Feb 2011)
  • Wayne Anthony Leamon

    IRN WAL01019

    • (718)CF1 Director (16 Feb 2007 to 11 Jan 2008)
  • Wayne Drayton

    IRN WPD01013

    • (1578)CF30 Customer (31 Mar 2010 to 24 Apr 2017)
  • Weiqi Wang

    IRN WXW00022

    • (1151)[FCA CF] Client dealing (25 Sep 2020 to 31 Mar 2022)
  • Weiying Dong

    IRN WXD01081

    • (1744)CF30 Customer (12 May 2008 to 2 Dec 2008)
  • Weize Sun

    IRN WXS17656

    • (1853)[FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2021)
    • (1852)CF30 Customer (25 Jul 2019 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Macquarie Tristone

  2. trading name added: Macquarie Securities Group

  3. trading name added: Macquarie Securities

  4. trading name added: Macquarie Oppenheim

  5. trading name added: Macquarie Equities

  6. trading name added: Macquarie Capital Securities

  7. trading name added: Macquarie Europe Limited

  8. trading name added: Macquarie Equities (UK) Limited

  9. trading name added: Macquarie UK

  10. controlled function added: (197)SMF17 Money Laundering Reporting Officer (MLRO)

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