Macquarie Capital (Europe) Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030372000

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030374447

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sebastien Pollak

  IRN SXP25687

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2021)
  • CF30 Customer (6 Dec 2019 to 8 Dec 2019)
• Seeta Haria

  IRN SXH02006

  • CF30 Customer (1 Dec 2009 to 28 Feb 2010)
• Serafino Capoferri

  IRN SXC03004

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Mar 2021)
  • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
• Sergei Stephantsov

  IRN SXS01797

  • CF30 Customer (14 Apr 2010 to 27 May 2011)
• Sergey Plint

  IRN SXP00270

  • [FCA CF] Client dealing (26 Feb 2021 to 29 Jun 2021)
• Sergio Ronga

  IRN RXS01769

  • CF30 Customer (1 Nov 2007 to 29 Feb 2012)
  • CF23 Corporate Finance Adviser (27 Oct 2006 to 31 Oct 2007)
• Shai Lewis Hill

  IRN SXH01320

  • CF30 Customer (4 Feb 2008 to 19 Sep 2018)
• Shaili Sarin

  IRN SXS05438

  • [FCA CF] Material risk taker (since 1 Nov 2024)
• Sharand Pyar Maharaj

  IRN SXM15642

  • [FCA CF] Manager of certification employee (25 Aug 2021 to 17 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 Aug 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 17 Aug 2023)
  • CF30 Customer (1 Jun 2019 to 8 Dec 2019)
• Shawn Tjin Ern Ow

  IRN STO00012

  • CF30 Customer (21 Oct 2008 to 6 Jul 2009)

No changes recorded yet.