Macquarie Capital (Europe) Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030372000

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030374447

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert James Frost

  IRN RJF01145

  • CF1 Director (22 Oct 2007 to 11 Jan 2008)
• Robert James Mansley

  IRN RJM01223

  • [FCA CF] Material risk taker (since 28 Oct 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 Aug 2017 to 8 Dec 2019)
• Robert James Tappin

  IRN JRT01115

  • CF30 Customer (22 Jun 2010 to 17 Feb 2017)
• Robert James Wastell

  IRN RJW01197

  • CF21 Investment Adviser (25 Mar 2003 to 30 Sep 2004)
• Robert John Fabbro

  IRN RJF01061

  • CF30 Customer (1 Nov 2007 to 1 Jul 2013)
  • CF21 Investment Adviser (3 Sep 2002 to 31 Oct 2007)
• Robert John Joynson

  IRN RJJ01049

  • CF30 Customer (4 Aug 2009 to 27 Jan 2015)
• Robert John Tallentire

  IRN RJT01111

  • CF28 Systems and controls (1 Nov 2007 to 17 Jan 2013)
  • CF1 Director (8 Nov 2005 to 17 Jan 2013)
  • CF13 Finance (6 Dec 2002 to 31 Oct 2007)
• Robert Joseph Lenihan

  IRN RJL01178

  • CF30 Customer (8 May 2014 to 28 Aug 2017)
• Robert Joyce

  IRN RPJ01031

  • CF30 Customer (28 Jan 2010 to 16 Sep 2012)
• Robert Michael Alan Thompson

  IRN RMT01108

  • [FCA CF] Proprietary trader (4 Mar 2022 to 12 Jun 2024)
  • [FCA CF] Manager of certification employee (4 May 2021 to 12 Jun 2024)
  • [FCA CF] Client dealing (4 May 2021 to 4 Mar 2022)
  • [FCA CF] Material risk taker (4 May 2021 to 1 Oct 2024)

No changes recorded yet.