Macquarie Capital (Europe) Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030372000

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030374447

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Feldman

  IRN RCF01024

  • CF30 Customer (2 Jan 2019 to 29 Nov 2019)
• Richard Gary Bateson

  IRN RGB01070

  • CF30 Customer (7 Jun 2010 to 29 Sep 2017)
• Richard Greenleaf

  IRN RXG01314

  • CF30 Customer (1 Nov 2007 to 23 May 2008)
  • CF23 Corporate Finance Adviser (6 Aug 2004 to 31 Oct 2007)
• Richard Gregg Brearley

  IRN RGB01115

  • CF10 Compliance Oversight (28 May 2015 to 4 Oct 2019)
  • CF11 Money Laundering Reporting (28 May 2015 to 19 Oct 2016)
• Richard Ian Tolkien

  IRN RIT01006

  • CF21 Investment Adviser (14 Apr 2003 to 23 Jul 2004)
• Richard James Bailey

  IRN RJB01341

  • CF21 Investment Adviser (30 Dec 2003 to 3 Apr 2007)
• Richard McDonald

  IRN RXM01671

  • CF30 Customer (11 Apr 2018 to 29 Nov 2019)
• Richard McGlashan

  IRN RPM01048

  • CF30 Customer (9 May 2012 to 5 Sep 2015)
• Richard Michael John Gregory

  IRN RMG01081

  • CF30 Customer (1 Nov 2007 to 27 Nov 2008)
  • CF21 Investment Adviser (26 Jan 2007 to 31 Oct 2007)
• Richard Scott Gannon

  IRN RSG01041

  • CF30 Customer (1 Nov 2007 to 27 May 2010)
  • CF23 Corporate Finance Adviser (12 Aug 2003 to 31 Oct 2007)

No changes recorded yet.