Macquarie Capital (Europe) Limited

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030372000

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +442030374447

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Stuart Rodel

  IRN NXR87800

  • [FCA CF] Material risk taker (since 3 Jul 2020)
• Neil Thomas Welch

  IRN NXW01109

  • CF30 Customer (1 Dec 2009 to 25 Oct 2019)
• Nelson Ng

  IRN NXN01078

  • CF30 Customer (1 Nov 2007 to 2 Dec 2008)
  • CF23 Corporate Finance Adviser (9 May 2006 to 31 Oct 2007)
• Newton Joshua Gillies

  IRN NXG15641

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2022)
  • CF30 Customer (1 Jun 2019 to 8 Dec 2019)
• Nicholas Andrew John Allen

  IRN NAA01012

  • CF30 Customer (1 Nov 2007 to 11 Mar 2008)
  • CF21 Investment Adviser (17 Nov 2006 to 31 Oct 2007)
• Nicholas Anthony Mace

  IRN NAM01085

  • CF30 Customer (1 Nov 2007 to 6 Aug 2010)
  • CF21 Investment Adviser (21 Jan 2004 to 31 Oct 2007)
• Nicholas Charles Dent

  IRN NXD01514

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Apr 2021)
  • CF30 Customer (24 Mar 2018 to 8 Dec 2019)
• Nicholas Charles Trevor Stamp

  IRN NCS01048

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2020)
  • CF30 Customer (7 Aug 2014 to 8 Dec 2019)
• Nicholas Christopher Chambers

  IRN NCC01031

  • CF30 Customer (1 Mar 2016 to 13 Jul 2017)
• Nicholas David Joseph O'Kane

  IRN NDO01005

  • CF30 Customer (1 Nov 2007 to 11 Mar 2008)
  • CF21 Investment Adviser (12 Mar 2003 to 31 Oct 2007)

No changes recorded yet.