Macquarie Capital (Europe) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Ropemaker Place28 Ropemaker StreetLondonLondonEC2Y 9HDUNITED KINGDOM- Phone
- +442030372000
-
Complaints Contact
Ropemaker Place28 Ropemaker StreetLondonLondonEC2Y 9HDUNITED KINGDOM- Phone
- +442030374447
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Timothy Robert Smith
IRN TRS01035
- (362)CF21 Investment Adviser (12 Aug 2003 to 25 Feb 2005)
- (361)CF26 Customer Trading (8 Aug 2003 to 12 Aug 2003)
-
Timothy Wilson Nollen
IRN TWN01002
- (735)CF30 Customer (17 Jul 2009 to 21 Nov 2012)
-
Tobias Sommer
IRN TLS01035
- (1153)CF30 Customer (29 Sep 2017 to 24 Aug 2019)
-
Tobius Arthur
IRN TXA00248
- (95)[FCA CF] Client dealing (since 1 Dec 2023)
-
Toby Charles Ingram
IRN TCI01004
- (1609)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2022)
- (1608)CF30 Customer (18 May 2016 to 8 Dec 2019)
-
Toby John McCullagh
IRN TJM01098
- (1175)CF30 Customer (13 Apr 2016 to 1 Jun 2018)
-
Toby Robert Pierce
IRN TRP01044
- (19)CF30 Customer (2 Sep 2009 to 11 Sep 2009)
-
Tom David Berryman
IRN TDB01053
- (555)CF30 Customer (1 Nov 2007 to 7 May 2010)
- (556)CF23 Corporate Finance Adviser (22 Jan 2007 to 31 Oct 2007)
-
Tom Furlong
IRN TXF01058
- (74)CF21 Investment Adviser (3 Apr 2002 to 18 Feb 2003)
- (73)CF26 Customer Trading (1 Dec 2001 to 18 Feb 2003)
-
Tom Richard Broxup
IRN TXB54787
- (113)[FCA CF] Manager of certification employee (since 13 Feb 2024)
- (112)[FCA CF] Material risk taker (since 31 Dec 2020)
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (126)[FCA CF] Manager of certification employee
-
controlled function added: (125)[FCA CF] Client dealing
-
controlled function added: (124)[FCA CF] Manager of certification employee
-
controlled function added: (123)[FCA CF] Client dealing
-
controlled function added: (122)[FCA CF] Manager of certification employee
-
controlled function added: (121)[FCA CF] Client dealing
-
controlled function added: (120)[FCA CF] Manager of certification employee
-
controlled function added: (119)[FCA CF] Client dealing
-
controlled function added: (118)[FCA CF] Manager of certification employee
-
controlled function added: (117)[FCA CF] Material risk taker