Macquarie Capital (Europe) Limited

Date authorised
1 April 2013
Companies House
03704031
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place
    28 Ropemaker Street
    London
    London
    EC2Y 9HD
    UNITED KINGDOM
    Phone
    +442030372000
    Web
    https://www.macquarie.com/uk/en.html

  • Complaints Contact

    Ropemaker Place
    28 Ropemaker Street
    London
    London
    EC2Y 9HD
    UNITED KINGDOM
    Phone
    +442030374447

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Wenky Lau

    IRN WXL01110

    • (726)CF30 Customer (26 Apr 2010 to 14 Feb 2013)
  • Wenqi Lu

    IRN WXL01062

    • (130)CF21 Investment Adviser (9 May 2005 to 21 Apr 2007)
  • Will Grant Johnston

    IRN WGJ00005

    • (1270)[FCA CF] Client dealing (9 Dec 2019 to 28 Dec 2020)
    • (1269)CF30 Customer (15 Sep 2017 to 8 Dec 2019)
  • Willem Reitze Stitselaar

    IRN WRS01040

    • (1144)[FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
    • (1145)[FCA CF] Manager of certification employee (9 Dec 2019 to 17 Mar 2021)
    • (1143)[FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2021)
    • (1141)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (1142)CF23 Corporate Finance Adviser (2 Aug 2006 to 31 Oct 2007)
  • William Bowen Shepheard Rogers

    IRN WBR01005

    • (989)CF30 Customer (24 Oct 2017 to 3 May 2019)
  • William Clark Kennish

    IRN WCK01000

    • (1302)CF30 Customer (7 Dec 2010 to 16 Feb 2013)
  • William Denis Cunneen

    IRN WDC01028

    • (1457)[FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2021)
    • (1458)[FCA CF] Manager of certification employee (9 Dec 2019 to 1 Nov 2021)
    • (1456)CF30 Customer (9 Feb 2018 to 8 Dec 2019)
  • William Evans

    IRN WHE01004

    • (1655)CF30 Customer (1 Nov 2007 to 9 Mar 2009)
    • (1656)CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
  • William Fraser Hardcastle

    IRN WFH01020

    • (1925)CF30 Customer (1 Dec 2009 to 8 Jun 2011)
  • William Henry Fairley

    IRN WHF01005

    • (1345)CF30 Customer (5 Oct 2011 to 17 Apr 2014)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (146)[FCA CF] Manager of certification employee

  2. controlled function added: (145)[FCA CF] Client dealing

  3. controlled function added: (144)[FCA CF] Manager of certification employee

  4. controlled function added: (143)[FCA CF] Client dealing

  5. controlled function added: (142)[FCA CF] Client dealing

  6. controlled function added: (141)[FCA CF] Client dealing

  7. controlled function added: (140)[FCA CF] Manager of certification employee

  8. controlled function added: (139)[FCA CF] Client dealing

  9. controlled function added: (138)[FCA CF] Manager of certification employee

  10. controlled function added: (137)[FCA CF] Material risk taker

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