Date authorised
29 July 1994
Companies House
FC018220
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place
    28 Ropemaker Street
    London
    London
    EC2Y 9HD
    UNITED KINGDOM
    Phone
    +447775019124
  • Complaints Contact

    Ropemaker Place
    28 Ropemaker Street
    London
    London
    EC2Y 9HD
    UNITED KINGDOM
    Phone
    +447775019124

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Madeleine Laidlaw

    IRN MXM00958

    • [FCA CF] Client dealing (since 23 Sep 2022)
  • Madeline Victoria Bowker

    IRN MVB01007

    • CF23 Corporate Finance Adviser (13 Feb 2004 to 19 Oct 2005)
  • Mai Ni

    IRN MXN01321

    • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • CF23 Corporate Finance Adviser (2 Jul 2007 to 31 Oct 2007)
  • Maia Elizabeth Mathieson

    IRN MXM02402

    • [FCA CF] Material risk taker (since 11 Oct 2022)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (15 Oct 2012 to 6 Mar 2016)
  • Malcolm Eddington

    IRN MXE54799

    • [FCA CF] Manager of certification employee (since 18 Apr 2018)
    • [FCA CF] Client dealing (since 18 Apr 2018)
  • Malini Khatri

    IRN MXC03071

    • [FCA CF] Client dealing (since 16 Oct 2023)
    • [FCA CF] Manager of certification employee (26 Oct 2022 to 23 Jan 2023)
    • [FCA CF] Client dealing (26 Oct 2022 to 23 Jan 2023)
  • Mamunul Hassan

    IRN MXH02517

    • [FCA CF] Algorithmic trading (since 8 May 2024)
    • [FCA CF] Material risk taker (since 28 Oct 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (16 Sep 2013 to 6 Mar 2016)
  • Manu Emiel Fernand Vandenbulcke

    IRN MEV01010

    • CF21 Investment Adviser (27 Apr 2005 to 11 Jul 2007)
  • Marc Chapman

    IRN MXC02719

    • [FCA CF] Client dealing (7 Mar 2016 to 12 Mar 2019)
    • CF30 Customer (2 Mar 2015 to 6 Mar 2016)
  • Marc Hari

    IRN MXH54811

    • [FCA CF] Significant management (since 27 Feb 2026)
    • [FCA CF] Material risk taker (since 1 Apr 2016)
    • [FCA CF] Manager of certification employee (26 Mar 2018 to 26 Oct 2021)
    • [FCA CF] Client dealing (1 Apr 2016 to 28 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.