Macquarie Bank Ltd

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +447775019124

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +447775019124

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Hugo Frederick Hamilton

  IRN CHH01024

  • [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2019)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jul 2019)
• Christopher James Blee

  IRN CJB01180

  • CF30 Customer (1 Nov 2007 to 24 Sep 2009)
  • CF21 Investment Adviser (19 Jul 2006 to 31 Oct 2007)
• Christopher James McIntyre Gray

  IRN CJG01107

  • CF21 Investment Adviser (21 Nov 2003 to 20 Feb 2004)
• Christopher Kahts

  IRN CXK01525

  • [FCA CF] Material risk taker (6 Apr 2021 to 31 Oct 2022)
• Christopher Mark Perkins

  IRN CMP01069

  • CF30 Customer (1 Nov 2007 to 30 Jun 2013)
  • CF21 Investment Adviser (23 Jul 2004 to 31 Oct 2007)
• Christopher Michael Doyle

  IRN CXD54796

  • [FCA CF] Material risk taker (1 Apr 2018 to 5 Jun 2024)
  • [FCA CF] Manager of certification employee (29 Jul 2016 to 5 Jun 2024)
  • [FCA CF] Client dealing (29 Jul 2016 to 5 Jun 2024)
• Christopher Peter Lukins

  IRN CPL01050

  • [FCA CF] Client dealing (23 Dec 2019 to 11 Aug 2021)
  • CF30 Customer (25 Nov 2013 to 6 Mar 2016)
• Christopher Phillip William Parr

  IRN CPP01032

  • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
  • CF23 Corporate Finance Adviser (4 May 2006 to 31 Oct 2007)
• Christopher Ross Murray

  IRN CRM01087

  • CF30 Customer (16 Oct 2008 to 14 Jul 2011)
• Christopher Stewart Drew

  IRN CSD01056

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (20 Mar 2014 to 6 Mar 2016)

No changes recorded yet.