Macquarie Bank Ltd

• Principal Place of Business

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +447775019124

  Web

  https://www.macquarie.com/uk/en.html

• Complaints Contact

  Ropemaker Place

  28 Ropemaker Street

  London

  London

  EC2Y 9HD

  UNITED KINGDOM

  Phone

  +447775019124

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arturo Alonso

  IRN AXA54781

  • SMF3 Executive Director (since 5 Nov 2021)
  • [FCA CF] Algorithmic trading (1 Jun 2020 to 5 Nov 2021)
  • [FCA CF] Material risk taker (29 Aug 2017 to 5 Nov 2021)
  • [FCA CF] Client dealing (29 Aug 2017 to 5 Nov 2021)
  • [FCA CF] Manager of certification employee (29 Aug 2017 to 5 Nov 2021)
• Arun Jagdish Assumall

  IRN AXA01167

  • SMF19 Head of Overseas Branch/Head of Overseas (since 6 Dec 2024)
  • SMF3 Executive Director (13 Oct 2023 to 5 Dec 2024)
  • [FCA CF] Significant management (28 Jun 2022 to 13 Oct 2023)
  • [FCA CF] Client dealing (7 Mar 2016 to 13 Oct 2023)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Oct 2023)
  • [FCA CF] Material risk taker (7 Mar 2016 to 13 Oct 2023)
  • CF30 Customer (4 Jun 2012 to 6 Mar 2016)
• Arushi Alpa Ramaiya

  IRN AXR01111

  • [FCA CF] Client dealing (since 8 Sep 2025)
• Ashley David Fong

  IRN ADF01078

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • [FCA CF] Material risk taker (since 7 Mar 2016)
  • CF30 Customer (11 Nov 2008 to 6 Mar 2016)
• Ashley Ronald Warren

  IRN ARW01105

  • CF30 Customer (13 Nov 2009 to 26 Mar 2010)
• Aurelia Waltham

  IRN AXW00588

  • [FCA CF] Client dealing (24 Apr 2022 to 26 Apr 2024)
• Aurelie Celine Hariton-Fardad

  IRN ACH01143

  • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
  • CF23 Corporate Finance Adviser (10 Aug 2005 to 31 Oct 2007)
• Avin Ramani

  IRN AXR02365

  • [FCA CF] Client dealing (27 Feb 2023 to 3 Sep 2024)
• Avtar Singh Johal

  IRN ASJ01043

  • CF21 Investment Adviser (27 Oct 2005 to 28 Nov 2006)
• Bao Huynh Nguyen

  IRN BHN01002

  • CF30 Customer (1 Nov 2007 to 13 Nov 2007)
  • CF23 Corporate Finance Adviser (5 Aug 2004 to 31 Oct 2007)

No changes recorded yet.