Macquarie Bank Ltd

Date authorised
29 July 1994
Companies House
FC018220
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ropemaker Place
    28 Ropemaker Street
    London
    London
    EC2Y 9HD
    UNITED KINGDOM
    Phone
    +447775019124
    Web
    https://www.macquarie.com/uk/en.html

  • Complaints Contact

    Ropemaker Place
    28 Ropemaker Street
    London
    London
    EC2Y 9HD
    UNITED KINGDOM
    Phone
    +447775019124

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Matthew Humphrey

    IRN TMH01092

    • (1600)[FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2019)
  • Timothy Robert Smith

    IRN TRS01035

    • (787)CF26 Customer Trading (8 Aug 2003 to 12 Aug 2003)
    • (788)CF21 Investment Adviser (6 Aug 2003 to 8 Aug 2003)
  • Timothy Spencer Phillips

    IRN TSP01022

    • (1470)[FCA CF] Material risk taker (28 Oct 2020 to 28 Jul 2025)
    • (1471)[FCA CF] Manager of certification employee (9 Jun 2017 to 28 Jul 2025)
    • (1469)[FCA CF] Client dealing (9 Jun 2017 to 28 Jul 2025)
  • Tobias Bachteler

    IRN TXB01245

    • (855)CF23 Corporate Finance Adviser (30 Mar 2004 to 4 Apr 2005)
  • Toby Cassidy Cassidy Kung

    IRN TXK01421

    • (1531)[FCA CF] Proprietary trader (24 Nov 2021 to 8 Jun 2023)
    • (1529)[FCA CF] Material risk taker (10 Sep 2021 to 8 Jun 2023)
    • (1530)[FCA CF] Manager of certification employee (19 Apr 2021 to 8 Jun 2023)
    • (1528)[FCA CF] Client dealing (9 Sep 2019 to 24 Nov 2021)
  • Toby Lawrence Patrick Costin

    IRN TXC01083

    • (649)CF30 Customer (30 Nov 2009 to 21 Sep 2010)
  • Toleme Ezekiel

    IRN TXE01128

    • (161)[FCA CF] Manager of certification employee (since 27 Jan 2025)
    • (160)[FCA CF] Client dealing (since 7 Oct 2022)
    • (1384)[FCA CF] Proprietary trader (20 May 2016 to 7 Oct 2022)
  • Tom David Berryman

    IRN TDB01053

    • (534)CF30 Customer (1 Nov 2007 to 13 Nov 2007)
    • (535)CF23 Corporate Finance Adviser (22 Jan 2007 to 31 Oct 2007)
  • Tom Furlong

    IRN TXF01058

    • (251)CF21 Investment Adviser (3 Apr 2002 to 18 Feb 2003)
    • (250)CF26 Customer Trading (1 Dec 2001 to 18 Feb 2003)
  • Tom Richard Broxup

    IRN TXB54787

    • (2)[FCA CF] Manager of certification employee (since 13 Feb 2024)
    • (1)[FCA CF] Material risk taker (since 7 Mar 2016)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (287)SMF3 Executive Director

  2. controlled function added: (286)SMF16 Compliance Oversight

  3. controlled function added: (285)SMF3 Executive Director

  4. controlled function added: (284)SMF5 Head of Internal Audit

  5. controlled function added: (283)SMF2 Chief Finance

  6. controlled function added: (282)SMF4 Chief Risk

  7. controlled function added: (281)SMF22 Other Local Responsibility

  8. controlled function added: (280)[FCA CF] Manager of certification employee

  9. controlled function added: (279)[FCA CF] Material risk taker

  10. controlled function added: (278)[FCA CF] Manager of certification employee

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