Timothy Spencer Phillips

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Material risk taker (28 Oct 2020 to 28 Jul 2025)
    • [FCA CF] Client dealing (9 Jun 2017 to 28 Jul 2025)
    • [FCA CF] Manager of certification employee (9 Jun 2017 to 28 Jul 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (5 May 2015 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (5 May 2015 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (9 Feb 2004 to 12 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.