Date authorised
11 August 2014
Companies House
06030940
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Adviser Services Holdings Ltd
    Brookdale Centre
    Manchester Road
    Knutsford
    Cheshire East
    WA16 0SR
    UNITED KINGDOM
    Phone
    +4401565658840
  • Complaints Contact

    Adviser Services Holdings Ltd
    Brookdale Centre
    Manchester Road
    Knutsford
    Cheshire East
    WA16 0SR
    UNITED KINGDOM
    Phone
    +4401565658840

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Jones

    IRN SXJ17381

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 1 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (since 1 Sep 2025)
    • CF30 Customer (since 17 Jul 2025)
  • Simon Peter Gallant

    IRN SPG01082

    • [FCA CF] Client dealing (30 Dec 2020 to 22 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (30 Dec 2020 to 22 Mar 2024)
    • CF30 Customer (4 Dec 2020 to 22 Mar 2024)
  • Sophie Kate Shiell

    IRN SXS00469

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 26 Mar 2024)
    • CF30 Customer (since 20 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 27 May 2020)
  • Stephen Holloway

    IRN SXH00022

    • Appointed representative dealing with clients for which they require qualification (14 Mar 2022 to 23 Jan 2025)
    • CF30 Customer (22 Dec 2021 to 17 Jan 2025)
    • CF1 Director (AR) (22 Dec 2021 to 17 Jan 2025)
    • [FCA CF] Functions requiring qualifications (26 Nov 2020 to 14 Mar 2022)
    • [FCA CF] Client dealing (26 Nov 2020 to 23 Jan 2025)
  • Stephen Jules Brown

    IRN SJB01662

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 4 Sep 2015)
    • CF1 Director (AR) (7 Apr 2016 to 22 May 2024)
  • Stephen Turner

    IRN SXT00173

    • Appointed representative dealing with clients for which they require qualification (26 May 2022 to 19 Oct 2022)
    • CF30 Customer (25 May 2022 to 19 Oct 2022)
    • [FCA CF] Functions requiring qualifications (4 Mar 2022 to 26 May 2022)
    • [FCA CF] Client dealing (4 Mar 2022 to 19 Oct 2022)
  • Stephen William Cook

    IRN SWC01060

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF30 Customer (since 22 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Jan 2024)
    • [FCA CF] Client dealing (since 10 Jan 2024)
  • Steven Coote

    IRN SXC00433

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Jan 2023)
    • CF30 Customer (since 2 Aug 2022)
    • Appointed representative dealing with clients for which they require qualification (since 28 Aug 2020)
  • Steven Graham Uttley

    IRN SGU01000

    • Appointed representative dealing with clients for which they require qualification (22 Mar 2022 to 29 Oct 2025)
    • CF30 Customer (21 Dec 2021 to 29 Oct 2025)
    • [FCA CF] Functions requiring qualifications (27 Nov 2020 to 22 Mar 2022)
    • [FCA CF] Client dealing (27 Nov 2020 to 29 Oct 2025)
  • Steven James Rowe

    IRN SJR01247

    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 1 Aug 2021)
    • [FCA CF] Client dealing (25 Nov 2020 to 1 Aug 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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