Simon Peter Gallant

• St. James's Place Wealth Management Plc

  FRN 195351

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 3 Jun 2024)
  • CF30 Customer (since 10 May 2024)
• Compass Financial Solutions Ltd

  FRN 230677

  • Employed By (since 10 May 2024)
• Lyncombe Consultants Limited (no longer approved here)

  FRN 618025

  • [FCA CF] Client dealing (30 Dec 2020 to 22 Mar 2024)
  • Appointed representative dealing with clients for which they require qualification (30 Dec 2020 to 22 Mar 2024)
  • CF30 Customer (4 Dec 2020 to 22 Mar 2024)
• Taylored Advice Group Limited (no longer approved here)

  FRN 937284

  • Employed By (4 Dec 2020 to 22 Mar 2024)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2020)
  • CF30 Customer (8 Aug 2013 to 30 Dec 2020)
• Quilter Financial Advisers Ltd (no longer approved here)

  FRN 452529

  • (552)Employed By (13 Nov 2019 to 22 Mar 2024)
• Birch Financial Solutions Ltd (no longer approved here)

  FRN 574852

  • Employed By (13 Sep 2013 to 22 Mar 2024)
• Beaulieu Wealth Management Ltd (no longer approved here)

  FRN 501479

  • Employed By (8 Aug 2013 to 22 Mar 2024)
• Santander UK Plc (no longer approved here)

  FRN 106054

  • CF30 Customer (20 Nov 2008 to 29 Jul 2013)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF30 Customer (1 Nov 2007 to 15 Nov 2007)
  • CF21 Investment Adviser (29 Dec 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (4 Feb 2005 to 29 Dec 2005)

No changes recorded yet.