LYCETT, BROWNE-SWINBURNE & DOUGLASS LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Peter Nelson Greenwood
IRN PNG01024
- CF4 Partner (AR) (14 Jan 2005 to 4 Aug 2008)
Richard Skingle
IRN RXS03043
- SMF3 Executive Director (since 17 Oct 2024)
Sheelagh Steele
IRN SXS00008
- CF1 Director (14 Jan 2005 to 2 Apr 2015)
Simon Edward Beaufoy Clowes
IRN SEC01062
- CF4 Partner (AR) (14 Jan 2005 to 7 Sep 2006)
Simon Leslie Arundel
IRN SLA01056
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Dec 2019 to 23 Apr 2021)
Simon Richard Landale
IRN SRL01060
- SMF3 Executive Director (9 Dec 2019 to 18 May 2022)
- CF1 Director (21 Nov 2013 to 8 Dec 2019)
Simon Robert Harper
IRN SRH01162
- SMF3 Executive Director (9 Dec 2019 to 10 Jul 2024)
- CF1 Director (16 Jun 2015 to 8 Dec 2019)
Timothy Robert Easby
IRN TRE01012
- CF5 Director of Unincorporated Association (AR) (1 May 2012 to 1 Jul 2020)
William Alexander Barne
IRN WAB01054
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (3 May 2007 to 8 Dec 2019)
William Mark Wood
IRN WMW01024
- CF4 Partner (AR) (14 Jan 2005 to 18 Aug 2008)

Smaller firms operating under this firm's FCA authorisation.

WMC Land Factor LLP (no longer appointed)
FRN 422504 · Appointed 14 Jan 2005 · Until 17 Oct 2006
FR Gainsbury Ltd (no longer appointed)
FRN 423313 · Appointed 14 Jan 2005 · Until 17 Mar 2006
Davis And Bowring (no longer appointed)
FRN 406720 · Appointed 14 Jan 2005 · Until 7 Sep 2006
Youngs CS LLP (no longer appointed)
FRN 421957 · Appointed 14 Jan 2005 · Until 20 Oct 2008
Laws & Fiennes (no longer appointed)
FRN 421956 · Appointed 14 Jan 2005 · Until 9 Sep 2008
Guy E Heelis (no longer appointed)
FRN 423341 · Appointed 14 Jan 2005 · Until 21 Jul 2008
Peter Greenwood And Co. (no longer appointed)
FRN 406722 · Appointed 14 Jan 2005 · Until 4 Aug 2008

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.