LWM10 LTD

Date authorised
1 April 2013
Companies House
05933022
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lakeside House
    15 Mariner Court
    Durkar
    Wakefield
    WF4 3FL
    UNITED KINGDOM
    Phone
    +443302230404
    Web
    http://www.lakesidefs.co.uk

  • Complaints Contact

    Lakeside House
    15 Mariner Court
    Durkar
    Wakefield
    WF4 3FL
    UNITED KINGDOM
    Phone
    +443302230404

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Baggett

    IRN JXB00549

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jul 2023)
  • James Davidson

    IRN JXD01053

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 14 Jul 2025)
  • James Welham

    IRN JXW22077

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Oct 2019)
  • Jason Feather

    IRN JXF00523

    • [FCA CF] Functions requiring qualifications (1 Aug 2024 to 10 Jan 2026)
    • [FCA CF] Client dealing (1 Aug 2024 to 10 Jan 2026)
  • Joanne Parsons

    IRN JXP00455

    • [FCA CF] Functions requiring qualifications (6 Jul 2021 to 4 Apr 2022)
  • John Thomas Hartley

    IRN JTH01057

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 28 Dec 2018)
  • Jonathan Chandler

    IRN JXC67431

    • CF1 Director (AR) (7 Apr 2020 to 8 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2022)
  • Jonathan Collinson-Taylor

    IRN JXC22074

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Dec 2025)
    • CF1 Director (AR) (22 Oct 2019 to 13 Jan 2026)
  • Juan Ramon Fleetwood-Solano

    IRN JXF25527

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 Dec 2019)
  • Kalie Hartley

    IRN KXH00474

    • CF1 Director (AR) (since 1 Aug 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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