LUNARO FINANCIAL SERVICES LIMITED

• Principal Place of Business

  8 Albemarle Way

  London

  EC1V 4JB

  UNITED KINGDOM

  Phone

  +4402033262130

  Web

  https://www.lunaro.com

• Complaints Contact

  8 Albemarle Way

  London

  EC1V 4JB

  UNITED KINGDOM

  Phone

  +4402033262130

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Share

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Share

• Catherine Helen Daley

  IRN CHB01062

  • CF10 Compliance Oversight (15 Jan 2010 to 25 Jan 2010)
  • CF11 Money Laundering Reporting (15 Jan 2010 to 25 Jan 2010)
• Cecilia Caviglia

  IRN CXC00333

  • [FCA CF] Proprietary trader (4 Dec 2020 to 16 Mar 2023)
  • [FCA CF] Algorithmic trading (4 Dec 2020 to 16 Mar 2023)
• Charalampos Bertsouklis

  IRN CXB01901

  • CF30 Customer (30 Aug 2012 to 6 Dec 2013)
• Charalampos Tsakalidis

  IRN CXT00377

  • [FCA CF] Proprietary trader (24 Nov 2022 to 10 Nov 2023)
  • [FCA CF] Client dealing (24 Nov 2022 to 10 Nov 2023)
• Christina Kniep

  IRN CXK01352

  • CF30 Customer (27 Mar 2012 to 2 Jul 2012)
• Christopher John Daly

  IRN CJD01076

  • CF30 Customer (27 Apr 2009 to 30 Oct 2009)
• Christopher Osborne Leverton

  IRN COL01002

  • CF21 Investment Adviser (1 Dec 2001 to 9 Aug 2002)
• Darren Clarke

  IRN DSC01060

  • [FCA CF] Proprietary trader (since 4 Dec 2020)
  • [FCA CF] Client dealing (since 4 Dec 2020)
  • CF30 Customer (26 Jan 2009 to 8 Dec 2019)
• David Cardoso

  IRN DXC20135

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Nov 2023)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 3 Nov 2023)
  • CF30 Customer (11 Sep 2019 to 8 Dec 2019)
• Edward Charles Drake

  IRN ECD01008

  • SMF3 Executive Director (9 Dec 2019 to 17 Apr 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 17 Apr 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Feb 2020)
  • CF1 Director (AR) (12 Nov 2012 to 3 Apr 2014)
  • CF10a CASS Oversight function (1 Oct 2011 to 23 Sep 2015)
  • CF10 Compliance Oversight (29 Mar 2011 to 23 Mar 2015)
  • CF11 Money Laundering Reporting (14 Dec 2010 to 27 Dec 2010)
  • CF29 Significant management (5 Dec 2008 to 22 Jun 2010)
  • CF3 Chief Executive (5 Dec 2008 to 12 Jun 2019)
  • CF28 Systems and controls (5 Dec 2008 to 8 Jun 2011)
  • CF30 Customer (5 Dec 2008 to 8 Dec 2019)
  • CF1 Director (5 Dec 2008 to 8 Dec 2019)

• Continental Market Trading Limited (no longer appointed)

  FRN 777136 · Appointed 21 Apr 2017 · Until 19 Nov 2018

• CFDS.COM LLP (no longer appointed)

  FRN 775034 · Appointed 27 Mar 2017 · Until 19 Nov 2018

• ayondo Markets Ltd (no longer appointed)

  FRN 591040 · Appointed 9 Nov 2012 · Until 14 Apr 2014

• Ideal World Network Limited (no longer appointed)

  FRN 575851 · Appointed 23 Feb 2012 · Until 30 Jan 2017

No changes recorded yet.