Date authorised
1 April 2013
Companies House
03148972
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Albemarle Way
    London
    EC1V 4JB
    UNITED KINGDOM
    Phone
    +4402033262130
  • Complaints Contact

    8 Albemarle Way
    London
    EC1V 4JB
    UNITED KINGDOM
    Phone
    +4402033262130

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Share

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Share

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Syril Gregory

    IRN SXG02236

    • CF30 Customer (7 Aug 2015 to 1 Jul 2019)
  • Thierry Sebban

    IRN TXS01350

    • CF27 Investment Management (6 Jan 2005 to 25 Jan 2006)
    • CF21 Investment Adviser (6 Jan 2005 to 25 Jan 2006)
  • Thomas William Sarris

    IRN TWS01024

    • CF30 Customer (20 Apr 2009 to 1 Jun 2009)
  • Thomas Winkler

    IRN TXW01373

    • CF1 Director (AR) (9 May 2013 to 31 Mar 2014)
    • CF30 Customer (31 Jul 2012 to 2 Jan 2019)
    • CF2 Non Executive Director (18 Apr 2012 to 2 Jan 2019)
  • Timothy John Morris

    IRN TJM01090

    • CF3 Chief Executive (AR) (12 Feb 2018 to 14 Nov 2018)
  • Tom Schoentaube

    IRN TXS02098

    • CF30 Customer (23 Aug 2016 to 1 May 2018)
  • Vera Victoria Louise Bartsch

    IRN VVB01009

    • CF30 Customer (18 Nov 2015 to 17 Feb 2017)
  • Vinay Sharma

    IRN VXS01311

    • CF30 Customer (9 Mar 2012 to 11 Sep 2018)
  • Xingchen Wang

    IRN XXW01045

    • CF30 Customer (13 Oct 2009 to 5 Oct 2012)
  • Ying Lam

    IRN WXL11451

    • [FCA CF] Client dealing (since 4 Dec 2020)
    • CF30 Customer (13 Feb 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.