Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF3 Chief Executive (AR) (12 Feb 2018 to 14 Nov 2018)
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- Employed By (12 Feb 2018 to 19 Nov 2018)
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- CF30 Customer (1 Nov 2007 to 30 Dec 2007)
- CF26 Customer Trading (10 Mar 2003 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 30 Dec 2007)
- CF26 Customer Trading (7 Mar 2003 to 6 Aug 2003)
- CF21 Investment Adviser (1 Dec 2001 to 7 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.