Lumon Risk Management Ltd

• Principal Place of Business

  Lumon Risk Management Ltd

  20 Farringdon Road

  London

  Islington

  EC1M 3HE

  UNITED KINGDOM

  Phone

  +4402033847280

  Web

  https://www.lumonpay.com

• Complaints Contact

  20 Farringdon Road

  London

  EC1M 3HE

  UNITED KINGDOM

  Phone

  +4402033847280

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 3 limitations Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Timothy James Rudman

  IRN TJR01122

  • [FCA CF] Significant management (since 16 Mar 2026)
• Tobias Christopher Harknett

  IRN TXH00152

  • [FCA CF] Functions requiring qualifications (18 Jan 2022 to 4 Apr 2022)
  • [FCA CF] Client dealing (16 Mar 2021 to 4 Apr 2022)
• Tracy Anne Bownes

  IRN TAB01118

  • SMF3 Executive Director (17 Apr 2020 to 31 Aug 2021)
• Victor Marc Darvey

  IRN VMD01007

  • SMF1 Chief Executive (since 30 Nov 2023)
  • SMF3 Executive Director (since 30 Nov 2023)
• Zachary David Skry

  IRN ZXS00018

  • [FCA CF] Client dealing (16 Mar 2021 to 4 Feb 2022)

No changes recorded yet.