Lovewell Blake Financial Planning Limited

Date authorised
1 April 2013
Companies House
03504185
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bankside 300
    Peachman Way
    Broadland Business Park
    Norwich
    Norfolk
    NR7 0LB
    UNITED KINGDOM
    Phone
    +4401603619620
    Web
    https://www.lovewell-blake.co.uk

  • Complaints Contact

    Bankside 300
    Peachman Way
    Broadland Business Park
    Norwich
    Norfolk
    NR7 0LB
    UNITED KINGDOM
    Phone
    +4401603619620

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dennis Briggs

    IRN DXB00048

    • CF21 Investment Adviser (12 Jan 2006 to 17 Mar 2006)
  • Gary Andrew Flatt

    IRN GAF01076

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (18 Oct 2019 to 8 Dec 2019)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
  • Graham Bernard Walker

    IRN GBW00001

    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Aug 2019)
    • CF11 Money Laundering Reporting (2 Dec 2015 to 20 Aug 2019)
    • CF10 Compliance Oversight (22 Oct 2012 to 20 Aug 2019)
    • Responsible for Insurance Mediation (22 Oct 2012 to 30 Sep 2018)
    • CF1 Director (22 Oct 2012 to 20 Aug 2019)
    • CF30 Customer (1 Nov 2007 to 22 Aug 2008)
    • CF24 Pension Transfer Specialist (24 Nov 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Nov 2003 to 31 Oct 2007)
  • John Hedley Mee

    IRN JHM00019

    • Responsible for Insurance Mediation (29 Sep 2011 to 3 Oct 2012)
    • CF10 Compliance Oversight (29 Sep 2011 to 3 Oct 2012)
    • CF30 Customer (1 Nov 2007 to 4 Jan 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 4 Jan 2013)
  • Jonathan Matchett

    IRN JEM01199

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (19 May 2017 to 8 Dec 2019)
  • Karen Ann Last

    IRN KXL01191

    • CF30 Customer (1 Sep 2010 to 31 Oct 2012)
  • Kevin James Farrell

    IRN KJF00033

    • CF30 Customer (14 Jun 2012 to 21 May 2013)
  • Kevin Paul Bunting

    IRN KPB01052

    • CF1 Director (13 Oct 2011 to 19 Oct 2016)
  • Mark Ellisden Dubbins

    IRN MED00001

    • CF21 Investment Adviser (17 Jun 2005 to 8 Sep 2005)
  • Mark Haylett

    IRN MXH02143

    • CF1 Director (4 Mar 2010 to 18 Nov 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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