Date authorised
1 April 2013
Companies House
OC368898
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    SavoyStrand
    105 Strand
    London
    WC2R 0AA
    UNITED KINGDOM
    Phone
    +442078094100
  • Complaints Contact

    SavoyStrand
    105 Strand
    London
    WC2R 0AA
    UNITED KINGDOM
    Phone
    +442078094100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Alexander Carter

    IRN JAC01338

    • [FCA CF] Client dealing (18 Aug 2021 to 22 Sep 2022)
    • SMF27 Partner (20 Apr 2021 to 22 Sep 2022)
  • James Jonathan Williams

    IRN JXW02186

    • [FCA CF] Client dealing (since 3 Feb 2021)
    • CF4 Partner (2 May 2017 to 9 Dec 2019)
    • CF30 Customer (17 Aug 2012 to 8 Dec 2019)
  • James William Henry Sellars

    IRN JWS01151

    • [FCA CF] Material risk taker (since 24 Sep 2025)
    • [FCA CF] Significant management (since 24 Sep 2025)
    • [FCA CF] Client dealing (since 3 Feb 2021)
    • CF30 Customer (1 Jan 2019 to 8 Dec 2019)
  • Jamie Alexander Chan

    IRN JAC01526

    • [FCA CF] Client dealing (since 4 Sep 2025)
  • Jessica Marshall

    IRN JXC02377

    • CF30 Customer (3 Jul 2012 to 6 Jul 2018)
  • Jon White

    IRN JXW00223

    • [FCA CF] Client dealing (since 1 Nov 2024)
  • Jonathan James Rodley

    IRN JJR01077

    • CF30 Customer (3 Jul 2012 to 20 Aug 2014)
  • Jonathan Mark Dudding

    IRN JMD01085

    • CF4 Partner (3 Jul 2012 to 24 Apr 2013)
    • CF30 Customer (3 Jul 2012 to 24 Apr 2013)
  • Katharine Jane Moran

    IRN KJH01123

    • [FCA CF] Client dealing (3 Feb 2021 to 30 Jun 2025)
    • CF4 Partner (2 May 2017 to 9 Dec 2019)
    • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
  • Keith Ellister McDermott

    IRN KEM01023

    • CF30 Customer (3 Jul 2012 to 12 Jun 2014)
    • CF4 Partner (3 Jul 2012 to 12 Jun 2014)
    • CF3 Chief Executive (3 Jul 2012 to 12 Jun 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.