Date authorised
1 April 2013
Companies House
OC368898
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    SavoyStrand
    105 Strand
    London
    WC2R 0AA
    UNITED KINGDOM
    Phone
    +442078094100
  • Complaints Contact

    SavoyStrand
    105 Strand
    London
    WC2R 0AA
    UNITED KINGDOM
    Phone
    +442078094100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to investment management activities and in carrying on these activities to the customer types "Professional Client" and "Eligible Counterparty".
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Douglas Turley

    IRN BDT01011

    • CF30 Customer (3 Jul 2012 to 12 Apr 2013)
    • CF4 Partner (3 Jul 2012 to 12 Apr 2013)
  • Benjamin Tristan Welsher

    IRN BTW01014

    • [FCA CF] Material risk taker (since 29 Dec 2022)
    • SMF27 Partner (since 10 Dec 2020)
    • CF4 Partner (3 Jul 2012 to 9 Dec 2019)
    • CF30 Customer (3 Jul 2012 to 20 Aug 2014)
  • Cafer Murat Gunc

    IRN CMG01153

    • CF30 Customer (11 Dec 2017 to 8 Dec 2019)
  • Daniel James Langan

    IRN DXL01290

    • SMF27 Partner (9 Dec 2019 to 31 Dec 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Dec 2020)
    • CF4 Partner (3 Jul 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jul 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jul 2012 to 8 Dec 2019)
  • Edward Nix

    IRN EXN00078

    • [FCA CF] Client dealing (since 5 Sep 2023)
  • Emma Louise Davies

    IRN EXD00010

    • [FCA CF] Material risk taker (since 29 Dec 2022)
    • SMF27 Partner (since 18 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Dec 2020 to 27 Jul 2023)
  • FERGUS BRENDAN LEE

    IRN FBL01001

    • SMF16 Compliance Oversight (31 Oct 2024 to 27 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (31 Oct 2024 to 27 Jun 2025)
    • [FCA CF] Material risk taker (31 Oct 2024 to 27 Jun 2025)
  • Gregory Craig Wiles

    IRN GCW01045

    • [FCA CF] Significant management (since 3 Feb 2021)
    • CF30 Customer (3 Jul 2012 to 20 Aug 2014)
  • Harriet Mills

    IRN HXM01188

    • CF30 Customer (3 Jul 2012 to 3 Jul 2012)
  • Jacob Ezomo

    IRN JXE00275

    • [FCA CF] Client dealing (since 13 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.