LONDON CAPITAL GROUP LIMITED

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FRN: 182110
Date authorised: 1 April 2013
Companies House: 03218125
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

2nd Floor

75 King William Street

London

City Of London

EC4N 7BE

UNITED KINGDOM

Phone

+4402074567020

Web

https://www.lcg.com
Complaints Contact

2nd Floor

75 King William Street

London

City Of London

EC4N 7BE

UNITED KINGDOM

Phone

+442074567015

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

James Peter Woodhead
IRN JPW01101
- CF26 Customer Trading (1 Dec 2001 to 2 Sep 2002)
Jamie Ernest Jones
IRN JEJ01021
- CF30 Customer (12 Mar 2013 to 19 Nov 2013)
Jamie Michael Roberts
IRN JMR01285
- CF30 Customer (4 May 2016 to 30 Jun 2016)
Jana Zdravecka
IRN JXZ26735
- [FCA CF] CASS oversight function (1 Oct 2022 to 16 Dec 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (26 Aug 2021 to 16 Dec 2022)
- SMF16 Compliance Oversight (26 Aug 2021 to 16 Dec 2022)
- SMF3 Executive Director (15 Jul 2020 to 16 Dec 2022)
Jason Hugues
IRN JXH01080
- [FCA CF] Client dealing (19 Dec 2022 to 29 Feb 2024)
Jason Hunter
IRN JPH01121
- CF26 Customer Trading (1 Dec 2001 to 2 Sep 2002)
- CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2002)
Jennifer Anne Himsley
IRN JAH01450
- CF1 Director (6 Oct 2014 to 31 Aug 2015)
- CF10a CASS Oversight function (16 Sep 2014 to 1 Mar 2015)
Jennifer Mary Bogert
IRN JMB01184
- CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2004)
Jesse Cory Hadley
IRN JCH01243
- CF30 Customer (6 Nov 2013 to 23 Feb 2015)
John Drew Sheehan
IRN JDS01124
- CF30 Customer (1 Nov 2007 to 31 May 2012)
- CF26 Customer Trading (20 Feb 2003 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (16 Jul 2002 to 3 Mar 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Alexander Ceasar Ali Badr Talei (no longer appointed)
FRN 609099 · Appointed 22 Oct 2013 · Until 17 Oct 2014
JD Global Markets Ltd (no longer appointed)
FRN 522362 · Appointed 16 Apr 2010 · Until 29 Jul 2011
Tradefair Spreads Limited (no longer appointed)
FRN 502871 · Appointed 25 Jun 2009 · Until 27 Dec 2012 · Tied agent
SBFS Limited (no longer appointed)
FRN 495737 · Appointed 29 Jan 2009 · Until 27 Dec 2012
Betfair Ltd (no longer appointed)
FRN 474746 · Appointed 2 Nov 2007 · Until 15 Jun 2009
Paddy Power Financials Ltd (no longer appointed)
FRN 469751 · Appointed 2 Jul 2007 · Until 9 Apr 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.