Date authorised
1 April 2013
Companies House
03218125
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    75 King William Street
    London
    City Of London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +4402074567020
  • Complaints Contact

    2nd Floor
    75 King William Street
    London
    City Of London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +442074567015

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Stewart Roberts

    IRN NSR01018

    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2002)
  • Nicholas Alastair Nissim

    IRN NAN01014

    • CF30 Customer (1 Nov 2007 to 19 Nov 2013)
    • CF26 Customer Trading (3 Apr 2006 to 31 Oct 2007)
  • Nicholas Ian Hambridge

    IRN NIH01014

    • CF30 Customer (1 Nov 2007 to 21 Jul 2011)
    • CF26 Customer Trading (24 May 2005 to 31 Oct 2007)
  • Nicholas Lee

    IRN NXL01047

    • CF2 Non Executive Director (18 Dec 2014 to 22 Feb 2018)
  • Nicola Berardi

    IRN NXB01825

    • CF10a CASS Oversight function (21 Aug 2015 to 25 May 2016)
    • CF1 Director (21 Aug 2015 to 27 Jun 2016)
  • Nicolas John Lewis

    IRN NJL01037

    • CF1 Director (13 May 2011 to 6 Oct 2014)
    • CF30 Customer (29 Sep 2010 to 6 Oct 2014)
  • Nikolaos Sakonidis

    IRN NXS00247

    • [FCA CF] Client dealing (1 Oct 2020 to 29 Feb 2024)
  • Olivia Claudia Blanchard

    IRN OCB01016

    • SMF9 Chair of the Governing Body (27 Apr 2020 to 1 Sep 2021)
    • CF2 Non Executive Director (20 Oct 2017 to 8 Dec 2019)
  • Paul Clark

    IRN PXC01312

    • CF30 Customer (1 Nov 2007 to 28 Nov 2013)
    • CF16 Significant Mgt (Desgntd Investment Business) (15 Aug 2002 to 3 Mar 2006)
    • CF26 Customer Trading (15 Aug 2002 to 31 Oct 2007)
  • Paul James Daniel Naples

    IRN PJN00030

    • CF26 Customer Trading (1 Dec 2001 to 2 Sep 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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