Date authorised
1 April 2013
Companies House
03218125
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    75 King William Street
    London
    City Of London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +4402074567020
  • Complaints Contact

    2nd Floor
    75 King William Street
    London
    City Of London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +442074567015

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark John Sykes

    IRN MJS01419

    • CF30 Customer (3 Dec 2014 to 23 Feb 2015)
  • Mark Lee

    IRN MXL02217

    • CF30 Customer (3 Nov 2015 to 2 Feb 2018)
  • Mark Payne

    IRN MDP01065

    • CF1 Director (4 Apr 2018 to 7 May 2019)
    • CF10 Compliance Oversight (4 Apr 2018 to 7 May 2019)
    • CF11 Money Laundering Reporting (4 Apr 2018 to 7 May 2019)
  • Mark Robert Winton

    IRN MRW01098

    • CF1 Director (3 Dec 2010 to 5 Aug 2011)
    • CF11 Money Laundering Reporting (4 May 2010 to 5 Aug 2011)
    • CF10 Compliance Oversight (4 May 2010 to 5 Aug 2011)
  • Mark William Leslie Bristow

    IRN MXB01613

    • CF26 Customer Trading (1 Dec 2001 to 2 Sep 2002)
  • Martin Creek

    IRN MXC02564

    • CF1 Director (22 Aug 2012 to 21 Mar 2013)
  • Martin Downey

    IRN MXD01325

    • CF26 Customer Trading (1 Dec 2001 to 2 Sep 2002)
  • Mathieu Charles Jean Bruneau

    IRN MXB00693

    • Director of firm who is not a certification employee or a SMF manager (23 Aug 2021 to 24 Jan 2022)
  • Matthew Anthony Lovell

    IRN MAL01181

    • CF30 Customer (20 Nov 2018 to 25 Feb 2019)
  • Matthew David Silvester

    IRN MDS01110

    • CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.